Legal & Regulatory

    Finzoom Investment Advisors Private Limited is the holding Company, registered with Securities Exchange Board of India as an investment advisor under SEBI (Investment Advisors) Regulations, 2013 vide registration no. INA100012190 and is in the services and/or products, related to all kind of financial/ financial technology services, by using technology or otherwise, including but not limited to wealth management, financial technologies, investment advisory services, financial advice, financial analytics and distribution services.

    [SEBI RIA Registration No: INA100012190] BASL Registration No: 1154 [Type of Registration: Non-Individual] [Validity of registration: December 17, 2018-Perpetual] [Address: 616, 6th Floor, Suncity Success Tower, Golf Course Extension Road, Sector – 65, Gurugram, Haryana- 122005] [Corresponding SEBI local office address: Securities and Exchange Board of India, Local Office, First Floor, SCO 127-128, Sector 17C, Chandigarh-160017][Principal Officer details: Mr. Gaurav Sharma, Email]; Compliance Officer: Mr. Sunny Bajaj

    Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

  1. SEBI Investor Charter- Investment Advisor
  2. Investment Advisory Agreement
  3. Technology Facilitation Mutual Fund Agreement
  4. Do’s and Don’ts while dealing with Investment Advisors
  5. Complaint Status
  6. BSE Administration & Supervision Limited (BASL) Disclosure
  7. Conflict of Interest disclosure (Investment Advisory Unit)
  8. Anti-Money Laundering Policy
  9. POSH Policy
  10. CSR Policy
  11. Annual Return
    1. F.Y 2020-2021
    2. F.Y 2021-2022